Regulatory & Compliance

We steer you towards Regulation in Motion

Outsourcing of the RC function with AML/CFT experts

Our team of experienced experts is setting-up the AML/CFT RC Function for 60+ AIFM and/or funds by:

- Drafting / reviewing the AML/CFT Policy

- Drafting / reviewing the Risk Appetite Statement

- Drafting / updating the ML/TF Risk Assessment

- Drafting the Annual AML/CFT Report

- Registering as RC on GoAML

- Submitting the CSSF or AED annual survey

- Performing AML/CFT controls 

- Escalation point for high-risk accounts

- Facilitating the AML/CFT training

- Performing oversight on the transfer agent and any other AML delegate of the investment funds

- Performing due diligence reports on high risk assets and investors

- Providing the Board and/or the RR with appropriate reporting

R&C Services

R&C Expertise

Bridging the gap between regulatory challenges and their implementation

Our team of 15+ staff with more than 8 years of averaged experience delivers high quality gap analysis and provides you tailored made and practical solutions for more than 60 clients. Amongst the projects we are working on, we can list: 

- Impact assessment of regulatory challenges on business model

- In-depth analysis of existing processes and operating models

- AML/CFT assistance (AML/CFT policies, procedures, Risk Appetite, Risk Assessment, AML/CFT Tax gap analysis,...)

- Drafting manual of procedures and policies 

- Leading/participating in the implementation of regulatory projects (e.g. AML/CFT, EMIR)

- Leading/participating in due diligence (initial or periodic) exercises on delegates

- Forensic services

- Training facilitation


Integrating approach to solve your requirements with regulator

We have developed a pragmatic approach of responsiveness to Luxembourg regulators for our clients’ needs by a large range of services:

- Licensing assistance

- Market Entry Forms completion

- AML/CFT external audit

- Self-Assessment questionnaire

- Governance, AML/CFT or thematic mock inspections

- Assistance in the answer to the Regulator's requests 

- Annual AML/CTF Report and/or Compliance drafting


Regulator interfacing

Wishing to reinforce your workforce with experts

We reinforce your team by bringing expertise, trust and experience with flexible profiles (including conducting officers or board members) on various subjects such as:

- AML/CFT

- GDPR

- Transaction monitoring

- Compliance monitoring

- Regulatory requirements


Outsourcing

Our team

Saïd Hadji

Managing Partner

Cédric Leroy

Partner

Laurence Ponchaut

Senior Manager

Stéphanie Castryck

Senior Manager

Anna Gerardi

Manager

Lazzat Nurmagambetova

Manager

Raquel Tchaptchet

Manager

Dahlia Uwiragiye

Senior Consultant

Foteini Markaki

Senior Consultant

Kirtana Bhoojedhur

Senior Consultant

Sophie Seck

Senior Consultant

Younia Mlanao

Senior Consultant

Priscilla Nagawa

Senior Consultant

Amandine Rinaldi

Consultant

Jade Cupilari

Consultant

Mathilde Nicolas

Consultant

Monia Chaouay Tissir

Consultant